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Geoffrey Scott Shaver

DWS Distributors, Inc.

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About Geoffrey Scott Shaver

Geoffrey Shaver is a financial advisor with DWS Distributors, Inc. based in Chicago, Illinois. Geoffrey has been in the financial services industry since 2005 and holds Series 7, 7TO, 63, and 66 licenses. Geoffrey was previously affiliated with NETWORK 1 FINANCIAL SECURITIES INC. and JPMORGAN DISTRIBUTION SERVICES, INC. Geoffrey has a background in investment services and has a strong understanding of the financial markets.

Firm Information

Geoffrey Shaver is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey Shaver’s Registration & Firm History

IL

11/02/2023 - Present

DWS Distributors, Inc. (CHICAGO IL)

NJ

07/02/2021 - 11/03/2021

NETWORK 1 FINANCIAL SECURITIES INC. (RED BANK NJ)

OH

05/09/2005 - 07/06/2007

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

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Licenses & Designations

BC

Issued 02/20/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/26/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/02/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/14/2021

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Geoffrey Scott Shaver.
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