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Geoffrey Ryan Stearns

Mufg Securities Americas Inc.

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About Geoffrey Ryan Stearns

Geoffrey Ryan Stearns is a financial professional with over 10 years of experience in the securities industry. Geoffrey is currently registered with MUFG Securities Americas Inc. and has previously been registered with BNP PARIBAS SECURITIES CORP. and MORGAN STANLEY & CO. LLC. Geoffrey has held various roles in the industry and has a broad understanding of the financial markets. Geoffrey holds licenses including Series 7, Series 63, Series 57, and SIE. Geoffrey is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Geoffrey Stearns is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey Stearns’s Registration & Firm History

NY

10/29/2021 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

07/24/2019 - 10/15/2021

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

08/06/2013 - 06/20/2019

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

08/30/2016 - 01/19/2018

MORGAN STANLEY (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/10/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2017

Series 57 - Securities Trader Exam

BC

Issued 08/06/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Geoffrey Ryan Stearns.
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