Unclaimed
Geoffrey Ryan Stearns is a financial professional with over 10 years of experience in the securities industry. Geoffrey is currently registered with MUFG Securities Americas Inc. and has previously been registered with BNP PARIBAS SECURITIES CORP. and MORGAN STANLEY & CO. LLC. Geoffrey has held various roles in the industry and has a broad understanding of the financial markets. Geoffrey holds licenses including Series 7, Series 63, Series 57, and SIE. Geoffrey is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/29/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
07/24/2019 - 10/15/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/06/2013 - 06/20/2019
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
08/30/2016 - 01/19/2018
MORGAN STANLEY (NEW YORK NY)
BC
Issued 08/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2017
Series 57 - Securities Trader Exam
BC
Issued 08/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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