Unclaimed
Geoffrey Ryan Lemoine is a registered representative with Wells Fargo Clearing Services, LLC. Geoffrey has been in the financial services industry since September 25, 2016. Geoffrey has a Series 7, Series 66 and SIE licenses. Prior to joining Wells Fargo Clearing Services, LLC, Geoffrey was a registered representative with Cetera Financial Specialists LLC and Cetera Advisors LLC. Geoffrey's primary office is located in San Diego, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/29/2022 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
12/18/2020 - 08/18/2022
CETERA FINANCIAL SPECIALISTS LLC (SAN DIEGO CA)
CA
06/27/2016 - 07/29/2022
CETERA ADVISORS LLC (SAN DIEGO CA)
BOTH
Issued 08/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Geoffrey Lemoine is the right advisor for you? Invested Better is here to help.