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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Cleveland is a registered investment advisor with over 18 years of experience in the financial services industry. Geoffrey Cleveland is currently registered with LPL Financial LLC and has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, Wells Fargo Advisors Financial Network, LLC, RBC Capital Markets, LLC, and Ferris, Baker Watts, LLC. Geoffrey Cleveland is a licensed investment advisor in Florida, Illinois, Maryland, New Jersey, New York, Pennsylvania, Texas, and Virginia. Geoffrey Cleveland holds Series 66, Series 7 and SIE licenses. Geoffrey Cleveland offers a range of advisory services, including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Geoffrey Cleveland has experience working with individuals, high-net-worth individuals, investment clubs, charitable organizations, pension and profit-sharing plans, corporations or other businesses, state or municipal government entities, and sovereign wealth funds and foreign official institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
03/24/2023 - Present
LPL Financial LLC (MT. LAUREL NJ)
NJ
01/02/2020 - 03/27/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUMMIT NJ)
NJ
01/04/2016 - 01/15/2020
J.P. MORGAN SECURITIES LLC (LIVINGSTON, NJ)
NJ
06/04/2015 - 01/07/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SUMMIT NJ)
DC
03/13/2009 - 06/24/2015
RBC CAPITAL MARKETS, LLC (WASHINGTON DC)
DC
11/03/2004 - 03/13/2009
FERRIS, BAKER WATTS, LLC (WASHINGTON DC)
BOTH
Issued 11/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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