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Geoffrey Rogers O'Malley

Santander US Capital Markets LLC

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About Geoffrey Rogers O'Malley

Geoffrey O'Malley is an experienced financial professional with over 20 years of experience in the industry. Geoffrey currently works at Santander US Capital Markets LLC as a registered representative. Geoffrey has held previous positions at Santander Investment Securities Inc., Centerboard Securities, LLC, Dahlman Rose & Company, LLC, Hill Street Capital LLC, Banc of America Securities LLC, CIBC World Markets Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Geoffrey holds Series 7, SIE and Series 79TO licenses. Geoffrey is registered in New York.

Firm Information

Geoffrey O'Malley is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey O'Malley’s Registration & Firm History

NY

02/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

11/23/2015 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

01/17/2012 - 12/10/2013

CENTERBOARD SECURITIES, LLC (NEW YORK NY)

NY

12/21/2010 - 11/11/2011

DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)

NY

07/09/2009 - 02/04/2010

HILL STREET CAPITAL LLC (NEW YORK NY)

NY

08/16/2006 - 05/04/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

08/08/2003 - 08/14/2006

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

11/03/1999 - 03/03/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/04/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Geoffrey Rogers O'Malley.
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