Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Liggett is an active investment advisor representative with Principal Securities, Inc. based in DES MOINES, IA. Geoffrey has been in the financial services industry since 2008 and has a strong track record of success. He is licensed in multiple states and holds the Series 6, Series 63, Series 65, and SIE licenses. Geoffrey's experience includes working with a variety of clients including individuals, high net worth individuals, corporations, and charitable organizations. He specializes in providing financial planning and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
12/15/2022 - Present
Principal Securities, Inc. (DES MOINES IA)
CT
01/27/2015 - 10/03/2016
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
CA
02/13/2012 - 01/27/2015
VOYA FINANCIAL ADVISORS, INC. (DANVILLE CA)
CT
04/26/2010 - 04/17/2012
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
03/13/2007 - 12/15/2008
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
IA
Issued 09/28/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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