Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Paul Sessa is a financial professional with over 24 years of experience in the financial services industry. Geoffrey is currently registered with LPL Financial LLC and LPL Enterprise, LLC. He has held previous positions with UVEST FINANCIAL SERVICES GROUP, INC., E*TRADE SECURITIES LLC, and HARRISDIRECT LLC. Geoffrey holds Series 66, 63, 9, 4, 24, 79TO, 99TO, and SIE licenses. Geoffrey is licensed to provide financial advice in North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
07/31/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
NC
09/18/2009 - 04/25/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
01/03/2006 - 07/14/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NJ
09/23/1999 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
BOTH
Issued 08/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/26/2006
Series 4 - Registered Options Principal Examination
BC
Issued 09/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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