Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Parker is a financial professional with experience in the financial industry. Geoffrey is currently registered with Northwestern Mutual Investment Services, LLC. Geoffrey is based out of Albany, New York. Prior to this, Geoffrey was a registered representative at Goldman Sachs & Co. LLC in COHOES, New York. Geoffrey has earned the Series 7TO, Series 6TO, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NY
12/12/2023 - Present
Northwestern Mutual Investment Services, LLC (Albany NY)
NY
06/29/2021 - 12/01/2023
GOLDMAN SACHS & CO. LLC (COHOES NY)
NY
08/17/2020 - 04/01/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Albany NY)
BC
Issued 08/12/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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