Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Carey is a financial advisor with Raymond James & Associates, Inc. in Princeton, New Jersey. Geoffrey has over 10 years of experience in the financial services industry. He is a registered representative and investment advisor representative in the state of New Jersey. Geoffrey has a Series 6, 7, 63 and 65 licenses. He has also earned the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/02/2017 - Present
Raymond James & Associates, Inc. (PRINCETON NJ)
NJ
01/12/2016 - 05/26/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Bedminster NJ)
NJ
06/10/2011 - 01/05/2016
PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)
NJ
12/11/2008 - 06/03/2011
AFFINITY INVESTMENT SERVICES, LLC (BASKING RIDGE NJ)
IA
Issued 07/11/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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