Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Murray Dunn is a securities professional with over 20 years of experience in the industry. Geoffrey Dunn is currently registered with Dowling & Partners Securities LLC and has been since May 20, 2008. Prior to his current role, Geoffrey Dunn was associated with Keefe, Bruyette & Woods, Inc. and Conning & Company. Geoffrey Dunn is a Series 24, Series 7, Series 16, Series 63, Series 87 and SIE licensed professional. Geoffrey Dunn is licensed in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/20/2008 - Present
Dowling & Partners Securities LLC (FARMINGTON CT)
CT
07/11/2001 - 02/04/2008
KEEFE, BRUYETTE & WOODS, INC. (HARTFORD CT)
IL
10/30/1997 - 07/05/2001
CONNING & COMPANY (OAKBROOK TERRACE IL)
BC
Issued 11/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/19/2002
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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