Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Mann is an active Registered Representative and Investment Advisor Representative with UBS Financial Services Inc. in Wall, New Jersey. Geoffrey has over 37 years of experience in the financial services industry. Geoffrey has been associated with UBS Financial Services Inc. since November 2008. Geoffrey previously worked at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Paine Webber Incorporated, and Smith Barney, Harris Upham & Co., Incorporated. Geoffrey holds Series 3, 7, 9, 10, 31, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/11/2022 - Present
UBS Financial Services Inc. (Wall NJ)
NJ
04/02/2007 - 11/24/2008
MORGAN STANLEY & CO. INCORPORATED (RED BANK NJ)
NJ
03/20/2000 - 04/02/2007
MORGAN STANLEY DW INC. (RED BANK NJ)
NJ
05/13/1991 - 03/09/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/26/1988 - 05/06/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/22/1991 - 04/22/1991
PAINEWEBBER INCORPORATED
NA
04/23/1986 - 09/28/1988
HALPERT AND COMPANY, INC.
IA
Issued 12/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2003
Series 3 - National Commodity Futures Examination
BC
Issued 02/02/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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