Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Michael Knox has been working in the financial industry since October 20, 2003. Currently, Geoffrey is a registered investment advisor representative with SEI Investments Management Corp. Previously, Geoffrey has worked for Prudential Annuities Distributors, Inc, MML Investors Services, LLC, John Hancock Distributors LLC, NYLIFE Securities Inc., and NYLIFE Distributors Inc. Geoffrey has a Series 63, Series 65, and Series 7 licenses, as well as a Securities Industry Essentials Examination (SIE). Geoffrey is registered with the state of Connecticut and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
04/18/2016 - Present
SEI Investments Management Corp. (OAKS PA)
CT
11/14/2011 - 02/19/2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
11/30/2010 - 11/11/2011
MML INVESTORS SERVICES, LLC (SOUTHBURY CT)
MA
03/26/2004 - 04/24/2009
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NY
05/09/2002 - 03/18/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
02/16/2001 - 04/30/2002
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
IA
Issued 04/18/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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