Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Marlow Grabiel is a financial advisor with Raymond James & Associates, Inc., located in Racine, WI. Geoffrey has been in the financial services industry since 2008. He is licensed to provide financial advice in multiple states and has a variety of experience in the industry. Geoffrey has worked for a number of firms in the past, including WELLS FARGO CLEARING SERVICES, LLC and NYLIFE SECURITIES LLC. He is also registered to provide financial services in multiple states, including Wisconsin, Illinois, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Indiana, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Utah, Virginia, Washington, West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
02/03/2023 - Present
Raymond James & Associates, Inc. (Racine WI)
WI
09/28/2017 - 02/09/2023
WELLS FARGO CLEARING SERVICES, LLC (RACINE WI)
WI
04/13/2017 - 09/25/2017
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
08/07/2013 - 04/06/2017
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
IL
07/15/2010 - 03/05/2012
NYLIFE SECURITIES LLC (SCHAUMBURG IL)
IL
12/14/2007 - 12/31/2009
ALFS, INC. (NORTHBROOK IL)
IL
09/23/2005 - 06/20/2007
ALFS, INC. (NORTHBROOK IL)
BC
Issued 08/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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