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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Mark Tobin is a financial advisor with over 20 years of experience in the financial services industry. Geoffrey has been with Raymond James & Associates, Inc. since 2011. Before that, he was with Piper Jaffray & Co. and Thomas Weisel Partners LLC. Geoffrey is registered with the state of California and holds the Series 7, Series 63, Series 79TO and SIE licenses. Geoffrey provides financial planning, portfolio management and other advisory services to a variety of clients including individuals, corporations and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/04/2011 - Present
Raymond James & Associates, Inc. (SAN FRANCISCO CA)
CA
08/09/2006 - 02/28/2011
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
12/18/2000 - 08/09/2006
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
BC
Issued 03/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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