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Geoffrey Loos

Empower Financial Services, Inc.

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About Geoffrey Loos

Geoffrey Loos is a financial advisor with over 10 years of experience in the financial services industry. Geoffrey is currently registered with Empower Financial Services, Inc. and has previously held positions at Prudential Investment Management Services LLC, VOYA FINANCIAL ADVISORS, INC., and ING FINANCIAL ADVISERS, LLC. Geoffrey is licensed to provide investment advice in 51 states and the District of Columbia.

Firm Information

Geoffrey Loos is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey Loos’s Registration & Firm History

CT

04/04/2022 - Present

Empower Financial Services, Inc. (Hartford CT)

CT

01/22/2020 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)

CT

05/21/2014 - 04/03/2019

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

CT

05/25/2012 - 05/21/2014

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

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Licenses & Designations

BOTH

Issued 03/08/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/06/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2018

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Geoffrey Loos.
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