Unclaimed
Geoffrey Loos is a financial advisor with over 10 years of experience in the financial services industry. Geoffrey is currently registered with Empower Financial Services, Inc. and has previously held positions at Prudential Investment Management Services LLC, VOYA FINANCIAL ADVISORS, INC., and ING FINANCIAL ADVISERS, LLC. Geoffrey is licensed to provide investment advice in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/04/2022 - Present
Empower Financial Services, Inc. (Hartford CT)
CT
01/22/2020 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)
CT
05/21/2014 - 04/03/2019
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
05/25/2012 - 05/21/2014
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BOTH
Issued 03/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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