Unclaimed
Geoffrey Faux is a financial advisor with over 27 years of experience in the financial services industry. He has a wide range of experience, including working with Prudential Securities Incorporated, GECC Capital Markets Group, Inc., and Drexel Burnham Lambert Incorporated. Geoffrey currently works with Caymus Securities LLC. He holds a Series 7, Series 24, Series 28, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
05/28/2003 - Present
Caymus Securities LLC (Atlanta GA)
TN
11/21/2001 - 06/02/2003
HARPETH SECURITIES, LLC (NASHVILLE TN)
NY
03/23/1992 - 10/09/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CT
07/06/1990 - 04/02/1991
GECC CAPITAL MARKETS GROUP, INC. (NORWALK CT)
NA
10/19/1988 - 11/29/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 11/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/26/2006
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 03/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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