Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Leigh Dent is a financial advisor at Stifel, Nicolaus & Company, Inc. located in WILKES-BARRE, PA. Geoffrey Dent has been in the financial industry since December 1968 and has experience in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles. Geoffrey Dent has passed the Series 1, 4, 7TO, 9, 10, 12, 24, 52TO, 53, 63, and 65 exams. Geoffrey Dent is also registered as a Registered Representative (RA) in Pennsylvania. Geoffrey Dent's previous employers include UBS FINANCIAL SERVICES INC. and KIDDER, PEABODY & CO. INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/08/2009 - Present
Stifel, Nicolaus & Company, Inc. (WILKES-BARRE PA)
PA
01/28/1995 - 09/25/2009
UBS FINANCIAL SERVICES INC. (PLAINS PA)
NY
05/19/1978 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
11/24/1975 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
NA
01/27/1971 - 12/28/1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
12/16/1968 - 08/16/1972
GOODBODY & CO. INCORPORATED
IA
Issued 01/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/21/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/03/1988
Series 24 - General Securities Principal Examination
BC
Issued 06/14/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 05/28/1981
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1977
PC - AMEX Put and Call Exam
BC
Issued 12/18/1964
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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