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Geoffrey Lawrence Ihm

Preferred Capital Securities, LLC

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About Geoffrey Lawrence Ihm

Geoffrey Lawrence Ihm is a financial advisor with over 20 years of experience in the industry. He is currently registered with Preferred Capital Securities, LLC in Atlanta, GA and is licensed to sell securities in ten states. Previously, Geoffrey Lawrence Ihm worked at Pacific Oak Capital Markets, LLC, Gladstone Securities, LLC, LPL Financial LLC, Black Creek Capital Markets, LLC, American Skandia Marketing, Inc., Prudential Securities Incorporated, and Chatfield Dean & Co., Inc. Geoffrey Lawrence Ihm has passed the Series 63, Series 65, Series 24, SIE and Series 7 exams.

Firm Information

Geoffrey Ihm is currently registered with Preferred Capital Securities, LLC. Preferred Capital Securities, LLC is a Limited Liability Company that was formed in September 2013. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey Ihm’s Registration & Firm History

GA

06/07/2023 - Present

Preferred Capital Securities, LLC (ATLANTA GA)

CA

12/13/2022 - 06/07/2023

PACIFIC OAK CAPITAL MARKETS, LLC (COSTA MESA CA)

VA

06/16/2021 - 12/09/2022

GLADSTONE SECURITIES, LLC (MCLEAN VA)

CO

03/17/2020 - 06/03/2021

LPL FINANCIAL LLC (LITTLETON CO)

CO

02/11/2004 - 02/12/2018

BLACK CREEK CAPITAL MARKETS, LLC (DENVER CO)

CT

02/27/2001 - 09/30/2003

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

NY

09/03/1998 - 03/07/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

CO

03/11/1998 - 07/01/1998

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 02/28/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/02/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/02/2003

Series 24 - General Securities Principal Examination

BC

Issued 02/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Geoffrey Lawrence Ihm. Review regulatory record here.
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