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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Fiszel is an investment advisor representative with over 30 years of experience in the financial services industry. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in the states of Connecticut, Rhode Island, and Texas. Geoffrey has also been previously registered with several other firms, including Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Tucker Anthony Incorporated, and Advest, Inc. His expertise lies in providing investment advice to individuals, businesses, and institutions. Geoffrey is also a registered principal, holding the Series 24 license, further demonstrating his experience and capabilities in managing financial operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/15/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GLASTONBURY CT)
CT
04/02/2007 - 09/03/2008
MORGAN STANLEY & CO. INCORPORATED (HARTFORD CT)
CT
11/30/2001 - 04/02/2007
MORGAN STANLEY DW INC. (HARTFORD CT)
MA
05/06/1994 - 12/17/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
CT
03/01/1993 - 05/16/1994
ADVEST, INC. (HARTFORD CT)
CA
01/15/1993 - 02/23/1993
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
IA
Issued 05/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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