Unclaimed
Geoffrey L Aster is a registered investment advisor with Northwestern Mutual Investment Services, LLC, based in Milwaukee, Wisconsin. Geoffrey has been in the industry since September 28, 2006, and holds licenses for both securities and investment advisory services. Geoffrey is also registered with the state of Wisconsin, where Northwestern Mutual Investment Services, LLC is headquartered.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
03/19/2007 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
BOTH
Issued 03/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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