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Geoffrey Jay Finkel

Tiaa-Cref Individual & Institutional Services, LLC

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About Geoffrey Jay Finkel

Geoffrey Jay Finkel is an Investment Advisor Representative associated with TIAA-CREF Individual & Institutional Services, LLC. Geoffrey has been in the financial industry since 2006 and has a current registration as a registered representative with FINRA and as an investment advisor representative in Maryland. Geoffrey previously held positions with Mutual of America Securities LLC, Mutual of America Life Insurance Company and Spencer Clarke LLC. Geoffrey's specializations include retirement planning, insurance and financial planning.

Firm Information

Geoffrey Finkel is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Geoffrey Finkel’s Registration & Firm History

MD

01/01/2023 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Bethesda MD)

NY

12/18/2008 - 11/02/2022

MUTUAL OF AMERICA SECURITIES LLC (Garden City NY)

NY

12/18/2008 - 11/24/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Garden City NY)

NY

11/15/2005 - 07/07/2008

SPENCER CLARKE LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/31/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/28/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/30/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Geoffrey Jay Finkel.
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