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Geoffrey Hart

J.p. Morgan Securities LLC

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About Geoffrey Hart

Geoffrey Hart has been a registered representative in the securities industry since 2006. Hart is currently registered with J.p. Morgan Securities LLC in District of Columbia and Texas. Hart is also an investment advisor representative in District of Columbia and Texas. Before joining J.p. Morgan Securities LLC, Hart worked for FBR Capital Markets & Co. from 2006 until 2017 in Arlington, VA. Hart holds a Series 7, Series 24, Series 63, and Series 65 licenses.

Firm Information

Geoffrey Hart is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Geoffrey Hart’s Registration & Firm History

DC

08/18/2023 - Present

J.p. Morgan Securities LLC (Washington DC)

VA

02/07/2006 - 02/02/2017

FBR CAPITAL MARKETS & CO. (ARLINGTON VA)

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Licenses & Designations

IA

Issued 08/18/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/14/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/25/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Geoffrey Hart.
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