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Geoffrey Harlan Kraft

Vision Financial Markets LLC

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About Geoffrey Harlan Kraft

Geoffrey Harlan Kraft is a registered representative with Vision Financial Markets LLC, located in Miami Beach, FL. Geoffrey has over 30 years of experience in the financial services industry and is licensed to sell securities in all 50 states. Previously, Geoffrey was affiliated with Vision Brokerage Services, LLC, U.S. Securities & Futures Corp., Monarch Financial Corporation of America, Kensington Wells Incorporated, Meridian, Dunhill & Co., Inc., Dunhill Equities, Inc. and Emanuel and Company.

Firm Information

Geoffrey Kraft is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey Kraft’s Registration & Firm History

FL

12/07/2021 - Present

Vision Financial Markets LLC (Miami Beach FL)

FL

04/22/2003 - 12/31/2021

VISION BROKERAGE SERVICES, LLC (MIAMI BEACH FL)

NY

10/15/1998 - 04/15/2003

U.S. SECURITIES & FUTURES CORP. (NEW YORK NY)

NY

10/27/1995 - 10/12/1998

MONARCH FINANCIAL CORPORATION OF AMERICA (NEW YORK NY)

NA

02/22/1995 - 10/09/1995

KENSINGTON WELLS INCORPORATED

NA

10/03/1994 - 02/24/1995

MERIDIAN, DUNHILL & CO., INC.

NY

07/01/1994 - 10/03/1994

DUNHILL EQUITIES, INC. (GARDEN CITY NY)

NY

11/27/1989 - 06/29/1994

EMANUEL AND COMPANY (NEW YORK NY)

NA

04/26/1988 - 11/21/1989

VANDERBILT SECURITIES, INC.

NA

01/04/1988 - 05/04/1988

GREENTREE SECURITIES CORP.

NA

06/20/1985 - 02/03/1988

BROOKS WEINGER ROBBINS & LEEDS INC.

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Licenses & Designations

BC

Issued 09/11/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2009

Series 3 - National Commodity Futures Examination

BC

Issued 06/15/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Geoffrey Harlan Kraft. Review regulatory record here.
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