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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Glenn Gregory is a registered investment advisor representative with Hightower Advisors, LLC. Geoffrey has been in the industry for over 20 years and holds a Series 7, 63, and 65 licenses. Geoffrey also holds the Series SIE license. Geoffrey is a specialist in Portfolio Management for Individuals and Businesses and also provides Financial Planning and Pension Consulting services. Geoffrey’s experience includes previous roles with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WEBSTER INVESTMENT SERVICES, INC., and WHEAT, FIRST SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CT
11/29/2013 - Present
Hightower Advisors, LLC (Madison CT)
CT
03/25/2004 - 11/19/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MADISON CT)
CT
04/17/2000 - 03/15/2004
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
NC
04/02/1998 - 07/14/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 04/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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