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Geoffrey Gallo

National Financial Services LLC

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About Geoffrey Gallo

Geoffrey Gallo is a financial professional with over 20 years of experience in the industry. Geoffrey is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Geoffrey's primary office is in San Francisco, California. Previous experience includes time with Banyan Securities, LLC. Geoffrey has a comprehensive set of licenses and qualifications, including Series 7, 24, 63, 66, and numerous others.

Firm Information

Geoffrey Gallo is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey Gallo’s Registration & Firm History

CA

09/07/2022 - Present

National Financial Services LLC (SAN FRANCISCO CA)

CA

07/06/1998 - 01/02/2015

BANYAN SECURITIES, LLC (GREENBRAE CA)

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Licenses & Designations

BC

Issued 10/07/2019

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/03/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/03/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/04/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/02/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/26/2020

Series 57TO - Securities Trader Exam

BC

Issued 09/23/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/16/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/26/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Geoffrey Gallo.
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