Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Paul is a financial professional with over 16 years of experience in the securities industry. Geoffrey has held a number of positions at various financial institutions including BMO Capital Markets Corp., Marathon Capital Markets, LLC, Deutsche Bank Securities Inc., and J.P. Morgan Securities LLC. He is currently a registered representative with Mufg Securities Americas Inc. Geoffrey holds the Series 7, Series 63, Series 24 and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/04/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
11/03/2021 - 07/21/2023
BMO CAPITAL MARKETS CORP. (New York NY)
NY
03/06/2019 - 08/06/2021
MARATHON CAPITAL MARKETS, LLC (New York NY)
NY
11/13/2017 - 07/10/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/01/2008 - 10/16/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/05/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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