Unclaimed
Geoffrey Fletcher Mills has been a licensed securities professional since 1992. Geoffrey is currently registered with Cooper Malone McClain, Inc. in Wichita, KS. Geoffrey has held previous registrations with Gateway Investment Services, Inc. in Oak Park, IL, Great Western Financial Securities Corporation in Northridge, CA, and Baraban Securities, Inc. in Los Angeles, CA. Geoffrey holds the Series 7 and Series 63 licenses. In addition, Geoffrey holds the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Investment advice through consultations. recommend third-party money managers to customers.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Asset based fee for referring customers to money managers.
1
2
KS
07/07/1998 - Present
Cooper Malone McClain, Inc. (WICHITA KS)
IL
11/28/1995 - 08/04/1997
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
CA
06/17/1992 - 12/04/1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
02/27/1992 - 06/10/1992
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 03/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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