Unclaimed
Geoffrey Hathhorn is a financial professional with over 14 years of experience in the industry. Geoffrey is currently registered with Missionsquare Retirement and has been with the firm since 2010. Prior to joining Missionsquare Retirement, Geoffrey was associated with SOUTHWEST SECURITIES, INC. and M.L. STERN & CO., LLC. Geoffrey has a Series 7 license and also holds the SIE and Series 66 licenses. Geoffrey is registered with the state of New Mexico as an Investment Advisor Representative and is also registered with the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
DC
07/19/2010 - Present
Missionsquare Retirement (WASHINGTON DC)
NV
12/04/2008 - 07/07/2009
SOUTHWEST SECURITIES, INC. (HENDERSON NV)
NV
08/17/2005 - 12/09/2008
M.L. STERN & CO., LLC. (HENDERSON NV)
BOTH
Issued 09/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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