Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Edward ramer Aunger is an investment advisor with RBC Capital Markets, LLC based in New York, NY. Geoffrey Aunger has over 21 years of experience in the financial services industry and holds FINRA Series 7, 66, and SIE licenses. Geoffrey has previously worked for Credit Suisse Securities (USA) LLC, UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Geoffrey specializes in providing financial planning and portfolio management services to individuals, high net worth individuals, corporations, and other businesses. Geoffrey's expertise includes public and private employee benefit plans, endowment funds, foundations, family trusts, and various capital/operating funds. He also provides investment advisory services to pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/28/2012 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
01/12/2009 - 12/18/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/24/2004 - 01/27/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
07/23/2002 - 09/29/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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