Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Wilwerding is a financial advisor at UBS Financial Services Inc., a firm with over 700 billion dollars under management. Geoffrey has been in the industry since 1992. Geoffrey is registered with the Securities and Exchange Commission, and holds Series 7, Series 31, and Series 63 licenses. Geoffrey is also a registered Investment Advisor in Washington and Texas. Geoffrey provides a variety of financial services, including financial planning, portfolio management, pension consulting, and educational seminars. Geoffrey serves clients in several states, including Alaska, Arizona, California, Connecticut, Florida, Hawaii, Idaho, Illinois, Iowa, Kentucky, Michigan, Minnesota, Montana, New York, North Carolina, Oregon, Tennessee, Texas, Utah, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
03/13/1997 - Present
UBS Financial Services Inc. (SEATTLE WA)
NY
10/31/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
TX
05/26/1992 - 06/19/1992
HART SECURITIES, INC. (HOUSTON TX)
NC
12/08/1990 - 12/13/1990
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
MD
06/27/1989 - 10/31/1990
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
NA
10/15/1987 - 01/30/1988
OPPENHEIMER & CO., INC.
NA
06/25/1986 - 12/01/1986
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
IA
Issued 03/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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