Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Baldwin is a financial advisor with Houlihan Lokey Capital, Inc. with over 30 years of experience in the industry. Geoffrey Baldwin has extensive experience in investment banking, providing clients with a comprehensive range of financial services. Geoffrey Baldwin is licensed in Texas and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/17/2021 - Present
Houlihan Lokey Capital, Inc. (HOUSTON TX)
CA
11/24/2003 - 04/19/2024
HOULIHAN LOKEY ADVISORS, LLC (SAN FRANCISCO CA)
NY
10/21/1998 - 02/06/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
05/04/1998 - 09/01/1998
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
01/07/1998 - 04/24/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
06/23/1992 - 04/24/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
04/04/1990 - 12/13/1990
C.J. LAWRENCE, MORGAN GRENFELL INC. (NEW YORK NY)
BC
Issued 05/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1992
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1990
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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