Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Southwell is a financial advisor registered with TIAA-CREF Individual & Institutional Services, LLC. Geoffrey has been working in the financial services industry since 1998. Previous firms he has been affiliated with include LPL FINANCIAL LLC, Southeast Investments, N.C., Inc. and Intersecurities, Inc. Geoffrey provides financial planning and portfolio management services. He has a current Series 6, 7, 63 and 65 license and is registered in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
FL
05/04/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (THE VILLAGES FL)
FL
02/04/2021 - 03/17/2023
LPL FINANCIAL LLC (THE VILLAGES FL)
FL
02/28/2014 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Gainesville FL)
NC
05/14/2012 - 06/12/2012
SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)
NC
04/14/2004 - 06/23/2009
TRANSAMERICA CAPITAL, INC. (HUNTERSVILLE NC)
FL
09/19/2002 - 04/16/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CA
09/12/1994 - 09/07/1999
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
VA
12/23/1988 - 04/01/1991
GNA SECURITIES, INC. (GLEN ALLEN VA)
MI
02/20/1987 - 02/07/1989
CENTENNIAL FINANCIAL SERVICES, INC. (LANSING MI)
IA
Issued 12/28/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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