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Geoffrey David Fahy

Casey Securities LLC

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About Geoffrey David Fahy

Geoffrey David Fahy is a financial advisor with Casey Securities LLC. Geoffrey has been in the industry since 2011. Geoffrey is registered with FINRA and holds Series 7, 56, 57TO and SIE licenses. Geoffrey holds Series 63 and 65 licenses. Geoffrey has previously worked at RFA Securities LLC, DASH Financial Technologies LLC, Convergex Execution Solutions LLC, LiquidPoint, LLC, Capitol Bay Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Geoffrey Fahy is currently registered with Casey Securities LLC. Casey Securities LLC is a Limited Liability Company formed in 2019. It is registered in California and has been approved for SEC registration. The firm is currently approved to operate in 1 state and has 1 approved SEC registration. The firm has reported 15 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey Fahy’s Registration & Firm History

CA

07/12/2024 - Present

Casey Securities LLC (GREENBRAE CA)

PA

02/13/2023 - 07/29/2024

RFA SECURITIES LLC (PHILADELPHIA PA)

IL

03/01/2017 - 02/01/2023

DASH FINANCIAL TECHNOLOGIES LLC (CHICAGO IL)

IL

11/24/2014 - 03/01/2017

CONVERGEX EXECUTION SOLUTIONS LLC (Chicago IL)

IL

02/21/2012 - 12/01/2014

LIQUIDPOINT, LLC (CHICAGO IL)

CA

02/11/1998 - 04/08/1998

CAPITOL BAY SECURITIES, INC. (ROSEVILLE CA)

NY

09/05/1997 - 12/23/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/18/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/25/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2012

Series 7 - General Securities Representative Examination

BC

Issued 02/20/2012

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There are no public disclosures for Geoffrey David Fahy.
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