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Geoffrey Carl Smith

Keybanc Capital Markets Inc.

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About Geoffrey Carl Smith

Geoffrey Carl Smith is a financial professional with over 20 years of experience in the securities industry. He is currently registered with Keybanc Capital Markets Inc. and holds a Series 7, Series 63, and SIE licenses. Prior to joining Keybanc Capital Markets, Smith held positions at Macquarie Capital (USA) Inc., Fox-Pitt Kelton Cochran Caronia Waller (USA) LLC, Lehman Brothers Inc. and First Union Capital Markets Corp. He is a registered representative in Ohio and Washington.

Firm Information

Geoffrey Smith is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey Smith’s Registration & Firm History

WA

05/19/2014 - Present

Keybanc Capital Markets Inc. (SEATTLE WA)

NY

12/01/2009 - 05/20/2011

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

12/01/2008 - 12/01/2009

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC (NEW YORK NY)

NY

09/10/2001 - 08/09/2007

LEHMAN BROTHERS INC. (NEW YORK NY)

NC

03/13/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 01/27/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Geoffrey Carl Smith.
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