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Geoffrey C Goodwin

PNC Capital Markets LLC

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About Geoffrey C Goodwin

Geoffrey C. Goodwin is a financial professional with over 18 years of experience in the industry. Geoffrey is currently registered with PNC Capital Markets LLC and holds the Series 7, Series 63, Series 52TO, Series 79TO, and SIE licenses. Geoffrey has a strong background in Investment Banking, Municipal Securities, and General Securities. Previously, Geoffrey has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and Legg Mason Wood Walker, Incorporated. Geoffrey is registered to offer securities in Colorado, Illinois, and Pennsylvania.

Firm Information

Geoffrey Goodwin is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey Goodwin’s Registration & Firm History

CO

12/04/2018 - Present

PNC Capital Markets LLC (DENVER CO)

CO

11/01/2010 - 08/10/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)

IL

10/18/2006 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (CHICAGO IL)

MD

03/15/2004 - 11/02/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 08/31/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/03/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/10/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Geoffrey C Goodwin.
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