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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Ringstad is a financial advisor with over 28 years of experience in the financial industry. He currently works at Stifel, Nicolaus & Company, Inc. Geoffrey has been with Stifel, Nicolaus & Company, Inc. since March 2019. Prior to that, he worked for First Empire Securities, Inc. for 16 years. Geoffrey specializes in providing financial advice to individuals, businesses, corporations, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/22/2019 - Present
Stifel, Nicolaus & Company, Inc. (HAUPPAUGE NY)
NY
01/07/2003 - 03/15/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
08/16/2000 - 01/08/2003
AXA ADVISORS, LLC (NEW YORK NY)
MA
07/18/1994 - 08/24/1995
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
08/11/1993 - 06/08/1994
COWEN & CO. (NEW YORK NY)
NY
04/30/1991 - 04/02/1993
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
03/05/1990 - 04/30/1991
MABON, NUGENT & CO.
NY
07/06/1989 - 04/03/1990
COWEN & CO. (NEW YORK NY)
NA
12/14/1988 - 04/01/1989
L. F. ROTHSCHILD & CO. INCORPORATED
NY
10/27/1988 - 12/22/1988
INVESTORS CENTER, INC. (HAUPPAGUE NY)
NY
12/17/1985 - 11/25/1987
SALOMON BROTHERS INC. (NEW YORK NY)
BOTH
Issued 03/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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