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Geoffrey Bishop Harris

Northwestern Mutual Investment Services, LLC

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About Geoffrey Bishop Harris

Geoffrey Bishop Harris is a financial advisor registered with Northwestern Mutual Investment Services, LLC, a firm located in Milwaukee, Wisconsin. Geoffrey has been in the financial services industry since December 4, 2011. He holds Series 63, Series 66, Series 7, Series 24, and Series 51 licenses. Geoffrey has previously worked for firms such as Scottrade, Inc., Wells Fargo Advisors, LLC, GWFS Equities, Inc., Wells Fargo Funds Distributor, LLC, and Strong Investments, Inc. He is licensed to provide investment advice in 22 states. Geoffrey also provides other financial services, including referrals to other advisors, and investment research.

Firm Information

Geoffrey Harris is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

720 E Wisconsin Ave

Milwaukee, WI 53202

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Geoffrey Harris’s Registration & Firm History

WI

10/17/2018 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

05/31/2017 - 03/07/2018

SCOTTRADE, INC. (OAK CREEK WI)

WI

07/06/2012 - 10/09/2012

WELLS FARGO ADVISORS, LLC (WEST BEND WI)

WI

02/22/2008 - 10/20/2010

GWFS EQUITIES, INC. (GLENDALE WI)

WI

04/11/2005 - 01/25/2008

WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)

WI

02/02/2005 - 04/11/2005

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

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Licenses & Designations

BOTH

Issued 6/29/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 7/12/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/5/2023

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 10/30/2021

Series 24 - General Securities Principal Examination

BC

Issued 3/7/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/31/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Geoffrey Bishop Harris.
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