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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Mettler is a financial advisor with Prime Capital Financial, working from their Concord, CA branch. Geoffrey has been in the industry since December 1994. Geoffrey holds Series 6 and 63 securities licenses along with a Series 65 investment advisor license. Geoffrey's experience also includes previous roles with Cambridge Investment Research, Inc., LPL Financial LLC, NRP FINANCIAL, INC., and FINANCIAL TELESIS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
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2
CA
04/05/2018 - Present
Prime Capital Financial (Concord CA)
CA
01/16/2018 - 05/02/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (Concord CA)
CA
11/30/2010 - 01/26/2018
LPL FINANCIAL LLC (CONCORD CA)
CA
08/31/2007 - 11/30/2010
NRP FINANCIAL, INC. (CONCORD CA)
CA
03/15/2005 - 09/04/2007
FINANCIAL TELESIS INC (CONCORD CA)
CT
12/08/2004 - 03/22/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IN
10/15/2003 - 10/08/2004
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
CO
10/21/2002 - 12/20/2002
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
01/03/1997 - 10/21/2002
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
12/15/1993 - 01/03/1997
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
IA
Issued 04/04/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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