Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Legg is a financial professional with over 30 years of experience in the industry. Geoffrey Legg is currently registered with Osaic Wealth, Inc. and has previously worked with Signator Investors, Inc., Transamerica Financial Advisors, Inc. and several other firms. Geoffrey Legg is a Chartered Financial Consultant. Geoffrey Legg provides financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/02/2018 - Present
Osaic Wealth, Inc. (ALLENTOWN PA)
PA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (ALLENTOWN PA)
PA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ALLENTOWN PA)
PA
08/08/2002 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (ALLENTOWN PA)
CA
01/19/1995 - 08/02/2002
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
NY
02/10/1992 - 12/31/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
02/10/1992 - 12/31/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
CA
04/16/1991 - 01/24/1992
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
MN
11/06/1989 - 04/19/1991
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
CA
07/18/1989 - 11/08/1989
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
07/18/1989 - 11/08/1989
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NA
04/22/1986 - 07/19/1989
NATIONAL ADVISORY SERVICE, INC.
NA
10/20/1980 - 11/05/1986
EQUICO SECURITIES, INC.
NA
09/23/1971 - 10/28/1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 06/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Geoffrey Legg is the right advisor for you? Invested Better is here to help.
