Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Alexander Team is a financial advisor currently registered with LPL Financial LLC. Geoffrey is licensed to provide financial advice in North Carolina and South Carolina. Geoffrey has been in the financial services industry since September 17, 2017. Geoffrey is currently working out of the LPL Financial LLC branch office located in Rock Hill, SC. Prior to joining LPL Financial LLC, Geoffrey was employed by FIRST BALLANTYNE, LLC, in Charlotte, NC. Geoffrey holds the Series 7, Series 63 and Series 79TO securities licenses. Geoffrey also passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
12/04/2023 - Present
LPL Financial LLC (ROCK HILL SC)
NC
09/18/2017 - 12/03/2023
FIRST BALLANTYNE, LLC (CHARLOTTE NC)
BC
Issued 01/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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