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Geoffrey A Urbina

Keybanc Capital Markets Inc.

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About Geoffrey A Urbina

Geoffrey A Urbina is a financial professional with over 20 years of experience in the industry. Geoffrey is currently registered with Keybanc Capital Markets Inc. in Seattle, Washington. Previous employers include SIEBERT, BRANDFORD, SHANK & CO., L.L.C., WACHOVIA CAPITAL MARKETS, LLC, A. G. EDWARDS & SONS, INC., GEORGE K. BAUM & COMPANY, and UBS PAINEWEBBER INC. Geoffrey holds several licenses, including Series 3, 7, 24, 50, 52TO, 53, 63, 65, 79TO, and SIE.

Firm Information

Geoffrey Urbina is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey Urbina’s Registration & Firm History

WA

05/07/2010 - Present

Keybanc Capital Markets Inc. (SEATTLE WA)

WA

07/25/2008 - 04/30/2010

SIEBERT, BRANDFORD, SHANK & CO., L.L.C. (SEATTLE WA)

WA

11/26/2007 - 06/30/2008

WACHOVIA CAPITAL MARKETS, LLC (SEATTLE WA)

WA

03/14/2005 - 11/26/2007

A. G. EDWARDS & SONS, INC. (SEATTLE WA)

MO

07/27/2001 - 02/01/2005

GEORGE K. BAUM & COMPANY (KANSAS CITY MO)

NJ

11/22/1999 - 06/11/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 12/10/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/29/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/11/2017

Series 24 - General Securities Principal Examination

BC

Issued 05/22/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/21/2023

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2000

Series 3 - National Commodity Futures Examination

BC

Issued 11/19/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Geoffrey A Urbina.
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