Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoff? Claim Your ProfileGeoff Howard is a financial advisor with over 18 years of experience in the industry. Geoff is currently registered with Wells Fargo Clearing Services, LLC in California. Previously, Geoff Howard was registered with CHARLES SCHWAB & CO., INC. and WELLS FARGO INVESTMENTS, LLC. Geoff has a wide range of experience, including working with individuals, high-net-worth individuals, corporations and charitable organizations. Geoff has also worked in the banking industry, having worked for CHARLES SCHWAB BANK. Geoff is a highly qualified advisor with a variety of credentials, including Series 7, 9, 10, 66 and SIE licenses. Geoff Howard is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/16/2023 - Present
Wells Fargo Clearing Services, LLC (ROSEVILLE CA)
CA
06/12/2009 - 03/14/2023
CHARLES SCHWAB & CO., INC. (Sacramento CA)
CA
03/31/2006 - 05/29/2009
WELLS FARGO INVESTMENTS, LLC (ROSEVILLE CA)
NJ
02/08/2005 - 01/27/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 02/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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