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Geoff Martin

Marex Capital Markets Inc.

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About Geoff Martin

Geoff Martin is a financial professional with over 23 years of experience in the securities industry. Geoff is currently registered with Marex Capital Markets Inc. in California and holds Series 4, 7, 55, 57TO, and 63 licenses. Geoff has been active in the financial services industry since 1999, previously working at Cowen and Company, Cowen Prime Services LLC, Cowen Prime Services Trading LLC, and Merlin Securities, LLC.

Firm Information

Geoff Martin is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoff Martin’s Registration & Firm History

CA

12/08/2023 - Present

Marex Capital Markets Inc. (SAN FRANCISCO CA)

CA

08/25/2021 - 12/12/2023

COWEN AND COMPANY (San Francisco CA)

CA

01/29/2016 - 01/04/2022

COWEN PRIME SERVICES LLC (SAN FRANCISCO CA)

CA

12/22/1999 - 06/15/2016

COWEN PRIME SERVICES TRADING LLC (SAN FRANCISCO CA)

CA

01/03/2005 - 09/27/2005

MERLIN SECURITIES, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 02/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/19/2010

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/21/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Geoff Martin.
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