Unclaimed
Geoff Martin is a financial professional with over 23 years of experience in the securities industry. Geoff is currently registered with Marex Capital Markets Inc. in California and holds Series 4, 7, 55, 57TO, and 63 licenses. Geoff has been active in the financial services industry since 1999, previously working at Cowen and Company, Cowen Prime Services LLC, Cowen Prime Services Trading LLC, and Merlin Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/08/2023 - Present
Marex Capital Markets Inc. (SAN FRANCISCO CA)
CA
08/25/2021 - 12/12/2023
COWEN AND COMPANY (San Francisco CA)
CA
01/29/2016 - 01/04/2022
COWEN PRIME SERVICES LLC (SAN FRANCISCO CA)
CA
12/22/1999 - 06/15/2016
COWEN PRIME SERVICES TRADING LLC (SAN FRANCISCO CA)
CA
01/03/2005 - 09/27/2005
MERLIN SECURITIES, LLC (SAN FRANCISCO CA)
BC
Issued 02/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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