Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoff? Claim Your ProfileGeoff Heyman is a financial professional with over 24 years of experience in the industry. Geoff is currently registered with Cowen AND Co. and ATM Execution LLC and has previously held positions with Merriman Capital, Inc., ThinkEquity LLC, Jefferies & Company, Inc., UBS Securities LLC, Schwab Capital Markets L.P., Thomas Weisel Partners LLC, NationsBanc Montgomery Securities LLC, and Montgomery Securities. Geoff holds Series 7, 24, 55, 57TO, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/20/2016 - Present
Cowen AND Co. (San Francisco CA)
NY
10/06/2014 - 11/17/2014
MERRIMAN CAPITAL, INC. (NEW YORK NY)
CA
04/23/2012 - 11/05/2012
THINKEQUITY LLC (SAN FRANCISCO CA)
CA
07/09/2007 - 12/15/2011
JEFFERIES & COMPANY, INC. (SAN FRANCISCO CA)
CA
10/29/2004 - 06/21/2007
UBS SECURITIES LLC (SAN FRANCISCO CA)
CT
07/08/2002 - 11/01/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
CA
01/27/1999 - 07/29/2002
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 01/15/1999
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
04/29/1994 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 07/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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