Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Genny? Claim Your ProfileGenny Patterson is an experienced financial advisor based in Phoenix, AZ. Genny has been in the industry since 1998. Genny has held positions with several firms, including AXA Advisors, LLC, UBS Financial Services Inc., Morgan Stanley DW Inc. and BANC OF AMERICA INVESTMENT SERVICES, INC. Genny is currently registered with RBC Capital Markets, LLC, and holds licenses in several states. Genny provides a range of advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/20/2015 - Present
RBC Capital Markets, LLC (PHOENIX AZ)
AZ
05/31/2012 - 12/10/2013
AXA ADVISORS, LLC (SCOTTSDALE AZ)
AZ
09/14/2006 - 04/09/2012
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
AZ
11/30/2005 - 09/19/2006
AXA ADVISORS, LLC (SCOTTSDALE AZ)
NY
06/06/2005 - 11/01/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
04/30/2004 - 05/13/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
05/13/1997 - 05/06/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/07/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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