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Gennaro Giovanni Ferrara

Neuberger Berman BD LLC

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About Gennaro Giovanni Ferrara

Gennaro Giovanni Ferrara is an investment advisor representative at Neuberger Berman BD LLC. Gennaro has been in the industry for over 16 years. Gennaro was previously with NEUBERGER BERMAN MANAGEMENT INC. and WESTCO INVESTMENT CORP.. Gennaro has passed the Series 7, Series 63 and Series 66 exams. Gennaro's current registrations include New Jersey and New York. Gennaro is also registered in Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island, and Vermont. Gennaro is based in New York City and is affiliated with Neuberger Berman BD LLC.

Firm Information

Gennaro Ferrara is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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percentage of assets

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Gennaro Ferrara’s Registration & Firm History

NY

03/25/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

04/16/2007 - 08/08/2008

NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)

NY

11/09/2006 - 04/11/2007

WESTCO INVESTMENT CORP. (LYNBROOK NY)

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Licenses & Designations

BOTH

Issued 08/31/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/05/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gennaro Giovanni Ferrara.
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