Unclaimed
Gennaro Giovanni Ferrara is an investment advisor representative at Neuberger Berman BD LLC. Gennaro has been in the industry for over 16 years. Gennaro was previously with NEUBERGER BERMAN MANAGEMENT INC. and WESTCO INVESTMENT CORP.. Gennaro has passed the Series 7, Series 63 and Series 66 exams. Gennaro's current registrations include New Jersey and New York. Gennaro is also registered in Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island, and Vermont. Gennaro is based in New York City and is affiliated with Neuberger Berman BD LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/25/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
04/16/2007 - 08/08/2008
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
NY
11/09/2006 - 04/11/2007
WESTCO INVESTMENT CORP. (LYNBROOK NY)
BOTH
Issued 08/31/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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