Unclaimed
Gennady Golub is a financial professional with over 13 years of experience in the securities industry. He has a Series 7, Series 55, Series 57TO, and SIE. Gennady Golub is currently registered with Mizuho Securities USA LLC in New York, New York. Gennady Golub was previously registered with CREDIT SUISSE SECURITIES (USA) LLC in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/03/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/04/2010 - 10/27/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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