Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Genie? Claim Your ProfileGenie Zeigler is a financial advisor with over 30 years of experience in the industry. She has a strong background in both broker-dealer and investment advisory services. Genie is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, she was associated with Charles Schwab & Co., Inc., PaineWebber Incorporated, and The Prudential Insurance Company of America. Her expertise lies in providing investment advice to individuals, corporations, and charitable organizations. She holds several industry licenses, including the Series 7, 8, 9, 10, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
TX
03/29/1993 - 08/19/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
12/17/1990 - 04/12/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
11/29/1989 - 04/06/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/29/1989 - 04/06/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
09/25/1987 - 12/17/1987
THE STUART-JAMES COMPANY, INC.
BC
Issued 10/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/14/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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