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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Genevieve? Claim Your ProfileGenevieve Desroches is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 35 years of experience in the financial industry. Genevieve has held various leadership positions at several firms including Ryan Beck & Co. and Gruntal & Co., L.L.C.. Genevieve holds several licenses and certifications including Series 4, 7, 8, 9, 10, 24 and 63. Genevieve is experienced in portfolio management for businesses and individuals, financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/21/2007 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
04/29/2002 - 08/21/2007
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
06/24/1996 - 05/14/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
06/01/1995 - 05/22/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
05/08/1991 - 04/24/1995
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
07/10/1990 - 02/05/1991
JESUP, JOSEPHTHAL SECURITIES CO., INC.
NY
12/09/1986 - 07/11/1990
SECURITIES SETTLEMENT CORPORATION (ISLIP NY)
NA
05/20/1986 - 09/03/1986
THOMSON MCKINNON SECURITIES INC.
BC
Issued 05/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2001
Series 4 - Registered Options Principal Examination
BC
Issued 11/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 08/25/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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