Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Genessis? Claim Your ProfileGenessis Aviles is a financial advisor registered with Wells Fargo Clearing Services, LLC. Genessis is a Series 6 and Series 63 licensed financial advisor. Genessis has been in the industry since 2014. Genessis is currently located at the Wells Fargo Clearing Services, LLC branch office in Charlotte, NC. Genessis holds a Series 7TO license. Genessis also holds a SIE license. The Wells Fargo Clearing Services, LLC office in Charlotte, NC, provides investment advisory services to individuals, businesses, and institutions. The office has a total of 5927 clients. Genessis is a financial advisor who provides investment advisory services to individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
08/26/2024 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
10/31/2014 - 07/27/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BC
Issued 11/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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